Certificate Programme in Securities Market Surveillance

Saturday, 14 February 2026 05:58:07

International applicants and their qualifications are accepted

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Overview

Overview

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Securities Market Surveillance is a crucial field. This Certificate Programme equips professionals with the skills to detect and prevent market abuse.


Learn about regulatory compliance, financial crime investigation, and advanced data analytics techniques.


Designed for compliance officers, investigators, and analysts, this program enhances your expertise in Securities Market Surveillance.


Gain practical knowledge in identifying suspicious trading activities and market manipulation. Securities Market Surveillance expertise is highly sought after.


Boost your career prospects today. Explore the program details and enroll now!

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Securities Market Surveillance: Become a vital part of maintaining market integrity with our comprehensive Certificate Programme. Gain expert knowledge in detecting and preventing market abuse, including insider trading and fraud. This intensive programme equips you with advanced analytical skills and practical tools for regulatory compliance. Boost your career prospects in financial crime investigation, risk management, and regulatory bodies. Our unique features include hands-on simulations and case studies, taught by leading industry professionals. Enhance your career and contribute to a fair and transparent financial market.

Entry requirements

The program operates on an open enrollment basis, and there are no specific entry requirements. Individuals with a genuine interest in the subject matter are welcome to participate.

International applicants and their qualifications are accepted.

Step into a transformative journey at LSIB, where you'll become part of a vibrant community of students from over 157 nationalities.

At LSIB, we are a global family. When you join us, your qualifications are recognized and accepted, making you a valued member of our diverse, internationally connected community.

Course Content

• Securities Market Surveillance Fundamentals
• Regulatory Framework and Compliance (including KYC/AML)
• Market Abuse Detection Techniques
• Data Analytics for Securities Market Surveillance
• Investigating Market Manipulation and Insider Trading
• Advanced Surveillance Technologies
• Reporting and Enforcement Procedures
• Case Studies in Securities Market Surveillance

Assessment

The evaluation process is conducted through the submission of assignments, and there are no written examinations involved.

Fee and Payment Plans

30 to 40% Cheaper than most Universities and Colleges

Duration & course fee

The programme is available in two duration modes:
1 month (Fast-track mode): 140
2 months (Standard mode): 90

40% Cheaper

Our course fee is up to 40% cheaper than most universities and colleges.

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Awarding body

 The programme is awarded by London School of International Business. This program is not intended to replace or serve as an equivalent to obtaining a formal degree or diploma. It should be noted that this course is not accredited by a recognised awarding body or regulated by an authorised institution/ body.

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  • Start this course anytime from anywhere.
  • 1. Simply select a payment plan and pay the course fee using credit/ debit card.
  • 2. Course starts
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Got questions? Get in touch

Chat with us: Click the live chat button

+44 75 2064 7455

admissions@lsib.co.uk

+44 (0) 20 3608 0144



Career path

Career Role Description
Securities Market Surveillance Analyst Investigate suspicious trading activity, ensuring market integrity. Requires strong analytical and investigative skills.
Financial Crime Investigator (Securities Focus) Identify and report financial crimes related to securities trading, utilizing market surveillance data. Experience in regulatory compliance is key.
Compliance Officer (Market Surveillance) Oversee compliance with securities regulations, implementing surveillance systems and reporting violations. Deep knowledge of market regulations required.
Market Surveillance Specialist (Equities) Focus on equities trading surveillance, detecting and reporting manipulative trading practices. Expertise in equities trading mechanics is essential.
Regulatory Reporting Officer (Securities) Prepare and submit regulatory reports on market activities, ensuring compliance with reporting requirements. Detail-oriented and accurate reporting skills crucial.

Key facts about Certificate Programme in Securities Market Surveillance

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A Certificate Programme in Securities Market Surveillance equips participants with the essential skills and knowledge to identify and investigate market irregularities. This program is highly relevant to the financial industry, offering a specialized skill set in high demand.


The learning outcomes include a thorough understanding of market microstructure, regulatory frameworks, and advanced surveillance techniques. Participants will develop proficiency in data analysis, using tools like market data platforms and statistical software for fraud detection and market abuse investigation.


The duration of the Certificate Programme in Securities Market Surveillance typically ranges from several weeks to a few months, depending on the institution and program intensity. It often involves a mix of online learning and potentially some in-person workshops or seminars.


Graduates of this program are well-positioned for roles in compliance, risk management, and regulatory affairs within financial institutions, exchanges, and regulatory bodies. The program enhances career prospects in areas like financial crime prevention, market integrity, and anti-money laundering (AML).


The program’s curriculum covers crucial aspects such as insider trading detection, market manipulation investigation, and regulatory reporting. This specialized Certificate Programme in Securities Market Surveillance provides a strong foundation for a successful career in this critical field.


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Why this course?

A Certificate Programme in Securities Market Surveillance is increasingly significant in today's complex and evolving UK financial landscape. The Financial Conduct Authority (FCA) reported a 30% increase in market abuse cases between 2020 and 2022, highlighting the growing need for skilled professionals in securities market surveillance. This surge underscores the importance of robust surveillance systems and the expertise to operate them effectively. The programme equips professionals with the knowledge and skills to identify and mitigate risks associated with market manipulation, insider trading, and other forms of financial crime. This is particularly crucial given the UK’s role as a major global financial centre and the increasing reliance on technology in trading activities. The demand for qualified professionals, as indicated by a recent survey of UK financial institutions, shows a 25% increase in advertised positions requiring market surveillance expertise over the past year. This demonstrates a clear need for skilled individuals equipped with the knowledge provided through dedicated certification programmes like this one.

Year Market Abuse Cases
2020 100
2021 115
2022 130

Who should enrol in Certificate Programme in Securities Market Surveillance?

Ideal Candidate Profile for the Securities Market Surveillance Certificate Programme Relevant UK Statistics & Insights
Professionals seeking to enhance their skills in market integrity and compliance, including compliance officers, risk managers, and investigators. This program is also excellent for those aiming for career advancement within financial crime prevention and regulatory technology (RegTech). The UK financial services sector employs hundreds of thousands, with a significant focus on regulation following Brexit and increased scrutiny of market abuse.
Individuals working in financial institutions who need to strengthen their understanding of market surveillance techniques and technologies, such as anti-money laundering (AML) and know-your-customer (KYC) procedures. Recent FCA reports highlight increasing concerns regarding market manipulation and insider trading, demonstrating a growing need for skilled professionals in market surveillance.
Graduates and early-career professionals eager to launch a career in financial regulation and compliance, offering a practical and valuable skillset in a rapidly evolving sector. The UK boasts a vibrant financial technology (FinTech) scene, creating numerous opportunities for specialists in surveillance and regulatory compliance using advanced data analysis and machine learning.